Discover Yahoo! With Your Friends

Explore news, videos, and much more based on what your friends are reading and watching. Publish your own activity and retain full control.

To get started, first

YOUR FRIENDS' ACTIVITY

    FirmElement.com Rolls Out New Online Compliance, Ethics, and Investor Protection Courses

    PRWeb – Wed, Sep 14, 2011

    FirmElement.com's new online courses offer required training for financial professionals, and critical knowledge on compliance, ethics and senior management accountability, with special discussion on hot topics of the day in the financial industry.

    Austin, TX (PRWEB) September 14, 2011

    FirmElement.com has launched new online courses covering required training for financial professionals, and critical knowledge on compliance, ethics and senior management accountability within the new regulatory environment in the financial industry.

    Many of the new online courses are connected with new federal and state regulations, codes of behavior for financial professionals, ethical standards at the institutional level, transparency to the public, and investor protection. “The new financial landscape, particularly in the Unites States, is one that’s extremely vigilant in terms of protecting public interest,” explains Alex Sayyah, 360training.com VP of E-Commerce and Marketing.

    The new online financial training curriculum includes: the Dodd-Frank Wall Street Reform and Consumer Protection Act; Anti-Money Laundering for Financial Professionals; Ethics for Financial Professionals; Outside Business Activities; Gifts, Gratuities and Regulations; Variables Annuities – Advanced; Institutional Ethics; Code of Ethics for the Investment Advisory Firm; Ethics in Institutional Sales; FINRA and Back Office Functions; Understanding the Rules of FINRA; Compliance Issues for Investment Bankers; Red Flag for Seniors; Fiduciary Responsibility and Retirement Planning; Communication with the Public – Supervisor; Communication with the Public for the Registered Rep; Advertising; Customer Information Protection; Protecting Senior Investors; and Social Media in a Business Environment.

    The new FirmElement.com courses address the many changes that have occurred recently. Since 2006, the financial industry has been under scrutiny to identify the vulnerabilities which led to the series of economic downheavals in this recent half-decade. This has led to the production of a new body of regulations and knowledge that converges around the prevention of abuses within the industry and the protection of the public. FirmElement.com’s online courses begin to address these new regulations in detail.

    “This new FirmElement.com portfolio represents this new pool of best practices and is designed to distribute this knowledge among industry professionals in the fastest, most convenient manner,” says Alex. Using the robust online learning platform and network of 360training.com, FirmElement.com is able to provide self-paced training on-the-fly, anywhere.

    For more information about FirmElement.com, visit http://www.firmelement.com/ or call 866-347-6356.

    About Firmelement.com


    FirmElement.com, a subsidiary of 360training.com, is an industry leading provider of FINRA-compliant firm element training and management solutions, designed to deliver fast results and give learners a competitive advantage in the financial industry. FirmElement.com offers a complete catalog of industry-leading, online, self-paced, continuing education, pre-licensing courses, and compliance management tools and technologies. 360training.com and FirmElement.com have an active clientele of over 4 million users in more than 70 countries.

    ###

    Denice Perez
    360training.com, Inc.
    512-539-2905
    Email Information


     

    There are no comments yet

    [ [ [['Connery is an experienced stuntman', 2]], 'http://yhoo.it/KeQd0p', '[Slideshow: See photos taken on the way down]', ' ', '630', ' ', ' ', ], [ [['Connery is an experienced stuntman', 7]], ' http://yhoo.it/KpUoHO', '[Slideshow: Death-defying daredevils]', ' ', '630', ' ', ' ', ], [ [['know that we have confidence in', 3]], 'http://yhoo.it/LqYjAX ', '[Related: The Secret Service guide to Cartagena]', ' ', '630', ' ', ' ', ], [ [['We picked up this other dog and', 5]], 'http://yhoo.it/JUSxvi', '[Related: 8 common dog fears, how to calm them]', ' ', '630', ' ', ' ', ], [ [['accused of running a fake hepatitis B', 5]], 'http://bit.ly/JnoJYN', '[Related: Did WH share raid details with filmmakers?]', ' ', '630', ' ', ' ', ], [ [['accused of running a fake hepatitis B', 3]], 'http://bit.ly/KoKiqJ', '[Factbox: AQAP, al-Qaeda in Yemen]', ' ', '630', ' ', ' ', ], [ [['have my contacts on or glasses', 3]], 'http://abcn.ws/KTE5AZ', '[Related: Should the murder charge be dropped?]', ' ', '630', ' ', ' ', ], [ [['have made this nation great as Sarah Palin', 5]], 'http://yhoo.it/JD7nlD', '[Related: Bristol Palin reality show debuts June 19]', ' ', '630', ' ', ' ', ], [ [['have made this nation great as Sarah Palin', 1]], 'http://bit.ly/JRPFRO', '[Related: McCain adviser who vetted Palin weighs in on VP race]', ' ', '630', ' ', ' ', ], [ [['A JetBlue flight from New York to Las Vegas', 3]], 'http://yhoo.it/GV9zpj', '[Related: View photos of the JetBlue plane in Amarillo]', ' ', '630', ' ', ' ', ], [ [['the 28-year-old neighborhood watchman who shot and killed', 15]], 'http://news.yahoo.com/photos/white-house-stays-out-of-teen-s-killing-slideshow/', 'Click image to see more photos', 'http://l.yimg.com/cv/ip/ap/default/120411/martinzimmermen.jpg', '630', ' ', 'AP', ], [ [['Titanic', 7]], 'http://news.yahoo.com/titanic-anniversary/', ' ', 'http://l.yimg.com/a/p/us/news/editorial/b/4e/b4e5ad9f00b5dfeeec2226d53e173569.jpeg', '550', ' ', ' ', ], [ [['He was in shock and still strapped to his seat', 6]], 'http://news.yahoo.com/photos/navy-jet-crashes-in-virginia-slideshow/', 'Click image to see more photos', 'http://l.yimg.com/cv/ip/ap/default/120406/jet_ap.jpg', '630', ' ', 'AP', ], [ [['xxxxxxxxxxxx', 11]], 'http://news.yahoo.com/photos/russian-grannies-win-bid-to-sing-at-eurovision-1331223625-slideshow/', 'Click image to see more photos', 'http://l.yimg.com/a/p/us/news/editorial/1/56/156d92f2760dcd3e75bcd649a8b85fcf.jpeg', '500', ' ', 'AP', ] ]
    [ [ [['did not go as far his colleague', 8]], '29438204', '0' ], [ [[' the 28-year-old neighborhood watchman who shot and killed', 4]], '28924649', '0' ], [ [['because I know God protects me', 14], ['Brian Snow was at a nearby credit union', 5]], '28811216', '0' ], [ [['The state news agency RIA-Novosti quoted Rosaviatsiya', 6]], '28805461', '0' ], [ [['measure all but certain to fail in the face of bipartisan', 4]], '28771014', '0' ], [ [['matter what you do in this case', 5]], '28759848', '0' ], [ [['presume laws are constitutional', 7]], '28747556', '0' ], [ [['has destroyed 15 to 25 houses', 7]], '28744868', '0' ], [ [['short answer is yes', 7]], '28746030', '0' ], [ [['opportunity to tell the real story', 7]], '28731764', '0' ], [ [['entirely respectable way to put off the searing constitutional controversy', 7]], '28723797', '0' ], [ [['point of my campaign is that big ideas matter', 9]], '28712293', '0' ], [ [['As the standoff dragged into a second day', 7]], '28687424', '0' ], [ [['French police stepped up the search', 17]], '28667224', '0' ], [ [['Seeking to elevate his candidacy back to a general', 8]], '28660934', '0' ], [ [['The tragic story of Trayvon Martin', 4]], '28647343', '0' ], [ [['Karzai will get a chance soon to express', 8]], '28630306', '0' ], [ [['powerful storms stretching', 8]], '28493546', '0' ], [ [['basic norm that death is private', 6]], '28413590', '0' ], [ [['songwriter also saw a surge in sales for her debut album', 6]], '28413590', '1', 'Watch music videos from Whitney Houston ', 'on Yahoo! Music', 'http://music.yahoo.com' ], [ [['keyword', 99999999999999999999999]], 'videoID', '1', 'overwrite-pre-description', 'overwrite-link-string', 'overwrite-link-url' ] ]

    News For You

    Loading...